SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
STOKELY JOHN E

(Last) (First) (Middle)
3520 KRAFT ROAD
SUITE 300

(Street)
NAPLES FL 34105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ACI WORLDWIDE, INC. [ ACIW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
08/07/2014
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 08/07/2014 M 18,000 A $5.6633 49,539 D
Common Stock 08/07/2014 S 18,000 D $18.4327 31,539(1) D
Common Stock 08/07/2014 M 30,000 A $10.87 61,539 D
Common Stock 08/07/2014 S 30,000 D $18.4327 31,539 D
Common Stock 08/07/2014 M 30,000 A $10.8733 61,539 D
Common Stock 08/07/2014 S 30,000 D $18.4327 31,539 D
Common Stock 08/07/2014 M 24,000 A $7.55 55,539 D
Common Stock 08/07/2014 S 24,000 D $18.4327 31,539 D
Common Stock 08/08/2014 M 30,000 A $9.6667 61,539 D
Common Stock 08/08/2014 S 30,000 D $18.4471 31,539 D
Common Stock 08/08/2014 M 30,000 A $6.1033 61,539 D
Common Stock 08/08/2014 S 30,000 D $18.4471 31,539 D
Common Stock 08/08/2014 M 30,000 A $5.04 61,539 D
Common Stock 08/08/2014 S 30,000 D $18.4471 31,539 D
Common Stock 08/08/2014 M 12,000 A $5.6633 43,539 D
Common Stock 08/08/2014 S 12,000 D $18.4471 31,539 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) $5.04(2) 08/08/2014 M 30,000(2) (3) 06/10/2019 Common Stock 30,000(2) $0.0 0 D
Non-Qualified Stock Option (right to buy) $5.6633(4) 08/07/2014 M 18,000(4) (3) 06/11/2018 Common Stock 18,000(4) $0.0 12,000 D
Non-Qualified Stock Option (right to buy) $5.6633(4) 08/08/2014 M 12,000(4) (3) 06/11/2018 Common Stock 12,000(4) $0.0 0 D
Non-Qualified Stock Option (right to buy) $6.1033(5) 08/08/2014 M 30,000(5) (6) 06/09/2020 Common Stock 30,000(5) $0.0 0 D
Non-Qualified Stock Option (right to buy) $7.55(7) 08/07/2014 M 24,000(7) (3) 03/09/2015 Common Stock 24,000(7) $0.0 0 D
Non-Qualified Stock Option (right to buy) $9.6667(8) 08/08/2014 M 30,000(8) (3) 06/15/2021 Common Stock 30,000(8) $0.0 0 D
Non-Qualified Stock Option (right to buy) $10.87(9) 08/07/2014 M 30,000(9) (3) 07/24/2017 Common Stock 30,000(9) $0.0 0 D
Non-Qualified Stock Option (right to buy) $10.8733(10) 08/07/2014 M 30,000(10) (6) 03/07/2016 Common Stock 30,000(10) $0.0 0 D
Explanation of Responses:
1. Effective July 10, 2014, the common stock of ACI Worldwide, Inc. split 3-for-1, resulting in the reporting person's ownership of 21,026 additional shares of common stock.
2. This option was previously reported as covering 10,000 shares at an exercise price of $15.12 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014.
3. The options were granted pursuant to the Company's 2005 Equity and Performance Incentive Plan, as amended. The options vested on the the day immediately prior to the date of the next annual meeting of stockholders of the Company following the date of grant. All options that were exercised were vested prior to exercise.
4. This option was previously reported as covering 10,000 shares at an exercise price of $16.99 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014.
5. This option was previously reported as covering 10,000 shares at an exercise price of $18.31 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014.
6. The options were granted pursuant to the Company's 2005 Equity and Performance Incentive Plan, as amended. The options vested on the first anniversary of the date of grant. All options that were exercised were vested prior to exercise.
7. This option was previously reported as covering 8,000 shares at an exercise price of $22.65 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014.
8. This option was previously reported as covering 10,000 shares at an exercise price of $29.00 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014.
9. This option was previously reported as covering 10,000 shares at an exercise price of $32.61 per share, but was adjusted to reflect the 3-for-1 stock split effective July 10, 2014.
10. This option was previously reported as covering 10,000 shares at an exercise price of $32.62 per shares, but was adjusted to reflect the 3- for-1 stock split effective July 10, 2014.
By: /s/ Dennis Byrnes, Attorney in Fact For: John E. Stokely 08/11/2014
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.