SEC FORM 3 SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
MAKI CRAIG A

(Last) (First) (Middle)
6813 IL REGALO CIRCLE

(Street)
NAPLES FL 34109

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
02/19/2018
3. Issuer Name and Ticker or Trading Symbol
ACI WORLDWIDE, INC. [ ACIW ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
EVP, Treasurer & Chief CDO
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock 314,732 D
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) (1) 12/10/2019 Common Stock 45,375 5.5067 D
Non-Qualified Stock Option (right to buy) (1) 12/01/2020 Common Stock 28,530 8.8767 D
Non-Qualified Stock Option (right to buy) (1) 12/08/2021 Common Stock 34,527 9.6467 D
Non-Qualified Stock Option (right to buy) (1) 12/03/2022 Common Stock 41,643 14.27 D
Non-Qualified Stock Option (right to buy) (2) 02/23/2026 Common Stock 61,483 17.89 D
Non-Qualified Stock Option (right to buy) (1) 01/26/2025 Common Stock 37,795 19.08 D
Non-Qualified Stock Option (right to buy) (3) 02/21/2027 Common Stock 40,000 20.12 D
Non-Qualified Stock Option (right to buy) (1) 12/12/2023 Common Stock 29,655 20.5133 D
Explanation of Responses:
1. The options were granted pursuant to the Company's 2005 Equity and Performance Incentive Plan, as amended. The options vest in equal annual installments over a three year period beginning with the first anniversary of the date of grant.
2. The options were granted pursuant to the Company's 2016 Equity and Performance Incentive Plan. 43,400 of the reported shares vest ratably over three years commencing on the first anniversary of the date of grant. The remaining 18,083 reported shares vest in three annual installments commencing on the third anniversary of the date of grant, with each installment subject to a stock price condition. The stock price must be 133%, 167% and 200% of the exercise price for at least 20 consecutive trading days for each respective installment to vest. The stock price condition must be satisfied on or before the fifth anniversary of the date of grant.
3. The options were granted pursuant to the Company's 2016 Equity and Performance Incentive Plan. The options vest in equal annual installments over a three year period beginning on the first anniversary of the date of grant.
Craig A Maki 02/22/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
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