SEC FORM 4 SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
 
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
SUWINSKI JAN

(Last) (First) (Middle)
3520 KRAFT ROAD
SUITE 300

(Street)
NAPLES FL 34105

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
ACI WORLDWIDE, INC. [ ACIW ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
X Director 10% Owner
Officer (give title below) Other (specify below)
3. Date of Earliest Transaction (Month/Day/Year)
05/30/2018
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 05/30/2018 M 30,000 A $5.04 166,896 D
Common Stock 05/30/2018 S 30,000 D $24.1942(1) 136,896 D
Common Stock 05/31/2018 M 7,714 A $6.1033 144,610 D
Common Stock 05/31/2018 S 7,714 D $24.301(2) 136,896 D
Common Stock 05/31/2018 M 13,500 A $6.1033 150,396 D
Common Stock 05/31/2018 S 13,500 D $24.4931(3) 136,896 D
Common Stock 06/01/2018 M 8,786 A $6.1033 145,682 D
Common Stock 06/01/2018 S 8,786 D $24.5556(4) 136,896 D
Common Stock 06/01/2018 M 15,000 A $9.6667 151,896 D
Common Stock 06/01/2018 S 15,000 D $24.6457(5) 136,896 D
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
Non-Qualified Stock Option (right to buy) $5.04 05/30/2018 M 30,000 (6) 06/10/2019 Common Stock 30,000 $0.0 0 D
Non-Qualified Stock Option (right to buy) $6.1033 05/31/2018 M 7,714 (6) 06/09/2020 Common Stock 7,714 $0.0 22,286 D
Non-Qualified Stock Option (right to buy) $6.1033 05/31/2018 M 13,500 (6) 06/09/2020 Common Stock 13,500 $0.0 8,786 D
Non-Qualified Stock Option (right to buy) $6.1033 06/01/2018 M 8,786 (6) 06/09/2020 Common Stock 8,786 $0.0 0 D
Non-Qualified Stock Option (right to buy) $9.6667 06/01/2018 M 15,000 (6) 06/15/2021 Common Stock 15,000 $0.0 15,000 D
Explanation of Responses:
1. The sale price ranged from $24.16 to $24.22, with a weighted average sale price of $24.194242. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
2. The sale price ranged from $24.30 to $24.32, with a weighted average sale price of $24.300952. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
3. The sale price ranged from $24.40 to $24.53, with a weighted average sale price of $24.493058. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
4. The sale price ranged from $24.50 to $24.64, with a weighted average sale price of $24.555629. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
5. The sale price ranged from $24.585 to $24.70, with a weighted average sale price of $24.645747. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.
6. The options were granted pursuant to the ACI Worldwide, Inc. 2005 Equity and Performance Incentive Plan.
Remarks:
Mr. Suwinski is not standing for re-election to the ACI Worldwide, Inc. Board of Directors. The options reported herein would otherwise expire within 90 days after the 2018 annual meeting of stockholders.
By: Dennis Byrnes, Attorney in Fact For: Jan H. Suwinski 06/01/2018
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.